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Last Updated: September 29, 2026
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In this Compliance Clip, Adam talks about the Welcome to this lesson in the Securities Industry Essentials (SIE) Masterclass, where we explore Customer Identification Stop failing SIE account-opening questions—master KYC and You've known it was coming for a while, but the final dates and the overwhelming majority of the Socure VP of Compliance Solutions Debra Geister discusses the impact of the first major regulatory changes in decades from ... Get all your BSA Resources here - lp.bankerscompliance.com/the-bank-secrecy-act-bsa We'll talk about the details in a ... Customer screening sits inside the Series 82 opening customer accounts section, a topic cluster that typically carries meaningful ...